Consulting for Small/Mid-size Businesses

PCi provides a compliance solution tailored to the unique needs of each bank. Our team of experienced compliance professionals provides the tools and resources needed to ensure a strong compliance posture. Because every bank has a different internal structure and set of needs, we will provide the level of compliance support that is appropriate for your institution. Our on-going service options include:

Compliance Program Review

A high level review of an institution's compliance policy and procedures that gives you an understanding of whether or not all regulatory requirements have been accounted for.

Compliance Transactional Review

This outsourcing service reviews a sample of loans or accounts to confirm the effectiveness of your institution's policies and procedures in light of compliance requirements. It may be an alternative to staffing an internal audit group or may supplement existing audit functions.

Regulatory Training

Our experts provide face-to-face training on a number of specific regulations and customized for your institution's procedures. Training may be conducted at various levels in the organization, including:

Executive / Board of Directors — high level focus on regulatory requirements and consequences
Operations / Business Unit Management — mix of regulatory requirements and consequences with how to most efficiently get the results they need from their employees
Employee — the regulatory requirements broken down to why it's important and how to accomplish the compliance goal.

Compliance Program Risk Review

PCi experts work with you to identify all the regulations which affect your institution and how those apply to each area or product. This review helps you to strategically target your compliance efforts for the greatest impact.