Consulting for Large Business/Enterprise

PCi provides a variety of specialized services to support the compliance needs of large banks. Large multi-national banks, bank and financial holding companies, integrated financial service firms and foreign banks with U.S. operations all benefit from our experienced consultants who can assist with a range of unique needs.

Compliance Risk Assessment

We will review financial institution business operations to identify potential compliance risks and develop and implement appropriate solutions and controls. These services are provided on a company-wide basis or for specific products, services, regulations, or lines of business.

Compliance Transactional Review

This outsourcing service reviews a sample of loans or accounts to confirm the effectiveness of your institution’s policies and procedures in light of compliance requirements. When performed by an independent third party unbiased by internal corporate pressures, reviews are an excellent means of identifying potential compliance risk and avoiding the consequences of a compliance failure.

Examination Assistance

Regulatory examinations are the most critical tests faced by banking institutions and their holding companies. We offer a unique approach to assisting with the regulatory exam process.

Compliance Training Development & Delivery

Ensuring that staff understands the compliance rules that apply to the activities in which they are engaged is essential to minimizing compliance risk. PCi helps clients meet this need by designing effective compliance training programs and conducting training for your staff.